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The Research Works Act, Part 2

The conflict ignited by the December, 2011 introduction of the Research Works Act,  H.R 3699, by U.S. Representatives Darrell Issa (R-Ca) and Carolyn Maloney (D-NY), has morphed into an international protest of  one the most powerful STM journal publishers in the world, Elsevier Inc.

The Research Works Act prohibits all federal agencies from putting any privately published articles into  an online database, even federally funded databases, if there is any editorial or peer review contribution to the piece by a private publisher. The Association of American Publishers, a trade group that has opposed free public access to NIH funded research on the website of the National Library of Medicine, is a major backer of the bill, along with the Copyright Alliance and others.

Both organizations argue in favor of the “significant value added by the private-sector publisher,” including that of contributors who are not funded by the government. The Copyright Alliance explains their position on their website: “…it is not fair to other investors in the research, if there are any it arbitrarily limits the value of the copyright in the article for the author and publisher, and harms the publisher’s investments in ensuring a quality publication; and, it results in reduced incentives for both these groups to publish peer-reviewed articles…”

Meanwhile, on Jan. 21, 2012, Timothy Gowers of Cambridge University called for a  boycott of Reed Elsevier, which describes itself as “the world’s leading provider of scientific and medical information and scientists, health professionals and students worldwide.” Establishing the website, The Cost of Knowledge, Gowers now has over 2,500 professors who have signed a “won’t publish, won’t referee, won’t do editorial work for Elsevier STM journals because of the company’s business practices with respect to its STM journals.” Protestors have spoken out against Elsevier’s prices and bundling of subscriptions. Libraries have also questioned some practices. But its Elsevier’s support of the Research Works Act that has galvanized members of the scientific community into an international protest. Law libraries have an interest as well. LexisNexis Legal and Professional is owned by Elsevier.

 

Research Works Act and Free Access to Journal Articles

The Omnibus Appropriations Act of 2009 established the National Institutes of Medicine’s public access policy requiring that:

“…all investigators funded by the NIH submit or have submitted for them to the National Library of Medicine’s PubMed Central an electronic version of their final, peer-reviewed manuscripts upon acceptance for publication, to be made publicly available no later than 12 months after the official date of publication…”

(Division F, Sec. 217)

As a result, the public has been able to read current NIH funded research, free of charge, on the National Library of Medicine website.

However, at the end of 2011, a bill was introduced in the House of Representatives, the Research Works Act, which would give private publishers the ability to restrict the National Library of Medicine from disseminating federal funded private sector research articles on the National Library of Medicine website. Librarians, patient advocacy groups and researchers are opposed to the bill which is backed by the Association of American Publishers, who claim that the value added to a finished article, such as peer-review, must be compensated. Researchers argue that the public is paying twice—funding the research and accessing the results.

Generally speaking, open access to scholarly content will continue to gain supporters from the library end of the transaction, especially as library budgets shrink and serials inflation continues to eat into what remains. The most significant force behind this trend maybe the scientists themselves. Thomas Lin, in a New York Times article entitled Cracking Open the Scientific Process, finds some scientists refusing to conduct peer review for or submit papers to commercial journals, calling such contributions free labor. Some see online scientific publishing as a vast untapped market.

 

Audio Cases on Kindle

Would you like to listen to cases on your Kindle?  Here’s how to do it:

  1. From the “Manage your Kindle Account” menu on Amazon, go to “Personal Document Settings” and add westlawnext@westlawnext.com, westlaw@westlaw.com, LexisNexis@lexisnexis.com, and lexisnexis@prod.lexisnexis.com to your Approved Personal Document E-mail list.
  2. Find your Kindle’s e-mail address.   On your Kindle, press the “Menu” button and selecting the “settings” option to find the Send-to-Kindle e-mail.  Instead of the [name]@kindle.com address that appears on your Kindle, use the address [name]@free.kindle.com.  If your Kindle has 3G, it is particularly important to use the @free.kindle.com address rather than the @kindle.com address because if you are not using Wi-Fi, there is a charge associated with document delivery via Whispernet.
  3. In WestlawNext (preferred method):
    • Bring up a case or other document.  The fourth option in the “Select a Delivery Method” menu is Kindle.
    • If you would prefer not to have the headnotes read to you, go to the “Layout and Limits” tab and uncheck “West Headnotes.”
    • When prompted for your Kindle E-mail address, enter [name]@free.kindle.com.
  4. In Westlaw (doesn’t work as smoothly as WestlawNext):
    • Bring up a case or other document and select the e-mail option.
    • When prompted for your e-mail address, enter [name]@free.kindle.com.
    • Type “convert” in the subject line (no quotation marks).
    • I selected “Word Attachment” as the format and it worked.
  5. In Lexis Advance:
    • Bring up a case or other document and select the e-mail option.
    • When prompted for your e-mail address, enter [name]@free.kindle.com.
    • Type “convert” in the subject line (no quotation marks).
    • Select the Docx format
    • Uncheck the “zip files” box
    • Check the “clean print” box
  6. In Lexis:
    • Bring up a case or other document and select the e-mail option.
    • When prompted for your e-mail address, enter [name]@free.kindle.com.
    • Type “convert” in the subject line (no quotation marks).
    • In the “Document View” area, uncheck the dual-column print and any options you don’t want to hear read to you.
    • In the “Send as” area, select “attachment” in Word (DOC) format and enter the case name.  Replace spaces with underscores (_) because Lexis does not allow spaces in file names.
    • In “Page Options,” uncheck “cover page” and “end page.”
  7. Several minutes later (Lexis takes longer than Westlaw), the case should appear on your Kindle.  Select the text-to-speech option, which is part of the menu with fonts and type size.

I’d like to express thanks to the Westlaw reference attorney who helped me iron out some of the problems I was having with the first cases I transferred to my Kindle.

SOPA, PIPA, Anti-Piracy Legislation: Issue Backgrounder

The English-language Wikipedia is ‘dark’ today, in protest against a set of bills (nick-named SOPA in the House and PIPA in the Senate). These bills are intended to create new tools to address both the online commerce in copyright-infringing works and of counterfeit goods (i.e. both Copyright Act and Lanham Act violations). In particular, they aim to target the use of foreign-registered websites for “piracy,” although opponents point to several ways in which domestic websites can also be affected.

Along with Wikipedia, other websites (such as the “social news site” Reddit, are down for the day with a place-holder page urging visitors to protest the two bills. Google’s search site remains live today, but the usual “Google doodle” version of its logo is replaced by a blackout stamp “censoring” the logo. Normally clicking on a “Google doodle” performs a Google search for information about the subject or topic of the doodle. Today, it instead links to a Google-hosted advocacy page in opposition to SOPA and PIPA. Google has also taken the unusual step of slowing the Googlebot, so that sites that have gone dark today in protest of the two bills will see less negative impact on their search rankings.

While much of the technology industry is now engaging is such an unusual protest of the proposed legislation, the bills had already advanced fairly far in the legislative process with the backing of “content industry” associations (the MPAA, ASCAP, AAP, etc.), but also of a wide array of business and labor organizations motivated by the economic importance of U.S. intellectual property and a perceived need for stronger anti-piracy tools—particularly tools capable of reaching foreign sites.

As a result of the uproar in the Internet community, some news reports as of today indicate that DNS blocking may be removed from the bills.

(We provided a “quick guide” to SOPA in December, but given the rapid movement on this legislation, this additional “backgrounder” seems to be in order.)

Politics

While many contested issues have a clear partisan alignment, this graphic from ProPublica makes it very easy to visualize just how bipartisan both the support and the opposition to these bills is within Congress.

Bill Sources and Tracking

SOPA, 112 H.R.3261, the Stop Online Piracy Act is the House version of the legislation. As usual, Thomas is an excellent tool for tracking the legislation.

PIPA, 112 S. 968, the Preventing Real Online Threats to Economic Creativity and Theft of Intellectual Property Act of 2011, is the Senate version of the legislation. The Senate legislation was reported out of the Committee on the Judiciary. S. Rep. No. 112-39 (2011), recommending passage.

For CWRU affiliates, Proquest Congressional (subscription electronic resource) is likely the best source to access the text of the several hearings related to the two bills in this Congress. Selecting the “Search by Number” tab and entering either the House or Senate bill number will display links to the hearings in each house of Congress, respectively.

S. 3804, the Combating Online Infringement and Counterfeits Act was the version of the legislation introduced in the previous (111th) Congress. It was also reported out of committee. S. Rep. No. 111-373.

A handful of Senate opponents of PIPA have introduced S. 2029, Online Protection and Enforcement of Digital Trade Act, to demonstrate an alternative approach.

Issue Analyses

Neutral

  • Information on S. 968: PIPA, at OpenCongress.org.

    Includes a (very) short summary, lists supporting and opposing companies and organizations, and gathers links to news coverage. Note that this is neutral in content, but Opencongress.org, itself, is an opponent of SOPA/PIPA.

  • Declan McCollagh, How SOPA Would Affect You: FAQ, CNET.com.

In Favor

In Opposition

Scholarly Articles

Selected Other Items

Much of the most fervent opposition has been related to the provisions of the bills that would create a procedure to compell removal of targeted websites from the databases of DNS and search-engine operators within the United States. Opponents argue that this would be over-broad, and impose major compliance burdens on linking sites, search engines, and any websites hosting user-created content. Opponents have have also argued the likelihood of unintended technical consequences that would “break the Internet.”

It is at the very least interesting to note that this is a move that might seem to cut against the logic of U.S. efforts (via the structure of ICANN, discussed in a previous quick guide) to keep foreign governments or transnational organizations away from political influence on at least the global level of DNS management. (Though other nations can and do manipulate DNS within their territorial jurisdiction and for their domestic users.)

ICANN and New Top-Level Domains

ICANN, the Internet Corporation for Assigned Names and Numbers has begun to accept applications to operate new “generic Top-Level Domains.” A “top-level” domain amounts to the right-most portion of a domain name, after the final dot. Venerable examples of “generic” top-level domains include .com, .edu, .net, and .org. Applicants are to propose new TLDs while applying to be the entity that will maintain a registry of that nominated domain. Unlike previous additions of new TLDs, the new policy does not merely envision a specific one-time expansion of the namespace, but instead creates a policy mechanism for continued, possibly rapid, expansion of the number of TLDs in use.

It is expected that hundreds of new generic Top-Level Domains will be added to the familiar batch we’ve used since the emergence of popular Internet applications. This is a major development in the system of non-state, non-national, governance centered around ICANN. While ICANN has concluded that the expansion of the available “name space” is a progressive and pro-competitive move for the Internet, the action is controversial, with major IP rights-holders and some consumer groups expressing particular qualms. At times, ICANN has also been in tension with elements in the U.S. government over its plans to extend the range of gTLDs, exposing the complicated issues around the degree of control U.S. policy-makers can or should exercise over global Internet governance.

The new generic TLDs will not only be more numerous, but will allow for domains in non-Latin language characters.

What ICANN does

ICANN is the body that governs Internet name-spaces—both the numeric IP addresses that uniquely identify all “hosts” on the network and the mapping of human-readable domain names to that system of network addresses. ICANN is a not-for-profit corporation formed only in 1998, and operates as the top-level governing body for coordination of names and addresses on the Internet.

The status of ICANN is complicated. It is a formally a California non-profit corporation, but seeks to build a global stake-holder network and operate as a global institution. Its functions can only be described as “governance,” yet it is a private-sector entity and is not a trans-national or multi-national organization. ICANN also represents, simultaneously, the deliberate devolution by the United States of the routine authority over Internet naming and the retention of at least potential ultimate control—the domain name system ultimately descended from systems derived under U.S. Defense Department contracts, and through a series of documented understandings with ICANN the U.S. government seems to have ceded vast amounts of control while retaining some unique leverage. Indeed, ICANN may be seen as in part the product of U.S. efforts to disentangle itself from the actual running of the Internet (and the politics involved in that) while avoiding the capture of Internet governance by an international body that would potentially share control with other governments.

While the management of country-code domains are assigned by ICANN to a registry and registrar selected by the government of a sovereign nation, the management of the ‘generic’ top-level domains can be assigned by ICANN (technically through its control of IANA) to a wider range of for-profit or non-profit operators who become responsible for the assignment and coordination of names within the “registry” for that top-level domain. These are alternately referred to as registry operators or NICs (Network Information Centers). Verisign, for instance, has long operated the registry for the .com and .net domains (it acquired Network Solutions, the early (pre-ICANN) operator of these domains, in 2000, and has retained Network Solution’s NIC business). Registrars, as opposed to the registry operators, are entities authorized to register a domain within one or more registries. Registrars must be accredited both by ICANN and by the registry operators for the top-level domains for which they operate. Major registrars who operate within multiple TLDs include GoDaddy, Network Solutions (the business that was sold off by Verisign after the 2000 acquisition), Register.com, and many others. Registrars (many of which are also in the separate web-hosting business) are the businesses with which an end-user in need of a domain for a new website will work.

The following lists point to selected resources of specific interest in light of new gTLDs and ICANN’s status to implement them. This is not a full annotated bibliography of work related to domain name regulation. (Though one of those is in the works.)

Documents

  • Letter to ICANN, Lawrence E. Strickling, U.S. Dept. of Commerce, Assistant Secretary for Communications and Information

    While disclaiming any effort to interfrere with the results of ICANN’s “six-year international multistakeholder process,” the letter urges ICANN to consider additional measures, including to minimize the need for defensive registrations.

  • News Accounts of the expanded gTLD launch

    • Bloomberg story focuses on the potential windfall for registrars.
    • Reuters reports generally on the expansion and the industry and law enforcement criticisms of it.
    • NPR stories give a solid general account of the controversy (especially concerns about increased use of defensive registrations) and a focus on the contested status of ICANN in global Internet governance (including a discussion of the upcoming International Telecommunication Union meeting).
    • The second NPR story, above, is criticized by Milton Mueller in a posting on the blog of the Internet Governance Project. In particular, Mueller argues that the NPR story badly mis-characterizes the ITU and the history of foreign and trans-national responses to the U.S. role in Internet governance.

    Background

    Background Books on ICANN and DNS

    • Mueller, Milton, Ruling the Root: Internet Governance and the Taming of Cyberspace, Cambridge, Mass: MIT Press, 2002
      TK5105.875.I57M845 2002

      The classic book-length history of the management of the system of names and number on the Internet, focused on a deep analysis of the process that gave rise to ICANN in the late 1990s.

    • Goldsmith, Jack L. and Tim Wu, Who Controls the Internet? Illusions of a Borderless World, New York: Oxford University Press, 2006.
      HM 851 .G65 2006

      Relatively little of this book is devoted to name-space issues, but its third chapter is a fascinating account of formative conflicts in early (pre-ICANN) management of Internet domain name management.

    • Mathiason, John, Internet Governance: The New Frontier of Global Institutions, London: Routledge, 2009
      TK5105.875.I57 M3678 2009

      Chapters 4 and 6, particularly, cover name-space issues (the formation of ICANN and the current operation of ICANN, respectively).

    • Mueller, Milton L., Networks and States: The Global Politics of Internet Governance, Cambridge: MIT Press, 2010
      Recent Purchase: Not Yet Cataloged.

    Background Articles on ICANN and DNS

    • Susan Crawford, The ICANN Experiment, 12 Cardozo J. of Intl. & Comp. Law 409 (2004).
    • A. Michael Froomkin, Wrong Turn in Cyberspace: Using ICANN to Route Around the APA and the Constitution, 50 Duke L. J. 17 (2000).

      Includes an account of how the U.S. government came to possess the original authority over the name root in the first place, and proceeds to argue that the attempt to vest that governance role in ICANN is a delegation of rule-making authority that violates both the Administrative Procedure Act and the Constitution.

    • The Future of Internet Governance (Panel Discussion), 101 Am. Soc’y Int’l L. Proc. 201 (2007).

      Discussion, moderated by Tim Wu, between ICANN board member Esther Dyson, law professor Michael Froomkin, David Gross of the U.S. Dept. of State, and Miriam Sapiro of Summit Strategies Internation.

    • A. Michael Froomkin, Almost Free: An Analysis of ICANN’s ‘Affirmation of Commitments,’ 9 J. On Telecomm. & High Tech L. 187 (2011).

      An analysis of the 2009 revision of the arrangement between ICANN and the U.S. Department of Commerce, which aimed to further the transition of control of the DNS into the ‘privatized’ hands of ICANN. Includes a post-script addressing the recent conflict between ICANN and the Dept. of Commerce over the increase in gTLDs.

    New gTLDs and Domain-Name/Trademark Issues

    • J.D. Lipton, Bad Faith in Cyberspace: Grounding Domain Name Theory in Trademark, Property, and Restitution, 23 Harvard J. of Law & Tech. 447 (2010).

      Not strictly focused on the forthcoming namespace expansion, this is the one of the author’s several works on domain name issues recent enough to take full account of the gTLD expansion.

    • Christine Haight Fairley, Convergence and Incongruence: Trademark Law and ICANN’s Introduction of New Generic Top-Level Domains, 25 J. Marshall J. Computer & Info. L., 626 (2009)

      Focuses on (and critiques) those recommendations in the draft final report of the Generic Names Supporting Organization (ICANNs sub-group for policy work on the gTLDs) that adopt trademark-law concepts. In particular, Prof. Fairley argues that gTLDs are very different, for trademark-related purposes, than second-level domains.

    • Brian W. Borchert (student note), Imminent Domain Name: The Technological Land-Grab and ICANN’s Lifting of Domain Name Restrictions, 45 Val. U.L. Rev. 505 (2010-2011)

      Discusses the approaches to abusive domain name registration, the likely impact of ICANN’s policy of expansion of the domain name space.

    • Dennis S. Prahl and Eric Null, The New Generic Top-Level Domain Program: A New Era of Risk for Trademark Owners and the Internet, 101 Trademark Reporter 1757 (2011).

      Practical elucidation of the process that new gTLD applicants will have to navigate, and of the available options to oppose particular new gTLDs. Also includes a detailed account of the organized opposition (e.g. by the Association of National Advertisers) to the new gTLDs.

    • Look for a forthcoming post to include a bibliography and guide to the regime for managing domain name disputes and contested domain-names, for trademark and other reasons

    ICANN Materials

    ICANN web portal for new gTLDs, including materials for potential registry applicants: http://newgtlds.icann.org/en/

    DNS Control and Intellectual Property

    Look for a forthcoming post on the SOPA and PIPA anti-piracy legislation to include a short list of articles and commentary on the implications of DNS management for control of copyright and other intellectual property (beyond the trademark issues mentioned above).

  • Cambridge Books Online (CBO) E-Book Platform Goes Live Campus Wide

    Cambridge Books Online (CBO) is the e-book platform for the world’s oldest university press. The Law Library has begun subscribing to selected e-books from CBO. Access is available campus wide and remotely with VPN. All the titles can be found in the Library Catalog. The Law Library recommends using the Library Catalog to identify titles available from CBO and then connect directly to the e-book from the catalog record.

    Users may opt to connect directly to the Cambridge Books Online website which provides search and browse tools. Once a book is found, click on the title to open the contents or book description. Each chapter on CBO has a chapter landing page, which displays key information about a chapter and the book in which it appears, along with tabs for the Chapter Extract (if available), References (if available), and the book’s Table of Contents. From the chapter landing page, users can access an image view or a full-text PDF file of that chapter, if a campus library has purchased access. Try connecting to Case Law Professor Peter M. Gerhart’s book, Tort Law and Social Morality, to explore how finding titles on the CBO platform works.

    The titles we have purchased access to date are:

    Analysis of Evidence (2005).

    ‘Armed Attack’ and Article 51 of the UN Charter (2011).

    Comparative Corporate Governance of Non-Profit Organizations (2010).

    Criminal Law, Tradition and Legal Order (1997).

    Cyber Criminals on Trial (2004).

    Developing Countries in the GATT Legal System (2010).

    Elements of War Crimes under the Rome Statute of the International Criminal Court (2003).

    Fault in American Contract Law (2010).

    The Gacaca Courts, Post-Genocide Justice and Reconciliation in Rwanda (2010).

    Gene Patents and Collaborative Licensing Models (2009).

    Human Rights in the ‘War on Terror’ (2005).

    Humanitarian Intervention: Ethical, Legal and Political Dilemmas (2003).

    The Impact of Human Rights Law on Armed Forces (2006).

    Incentives for Global Public Health (2010).

    International Criminal Law Practitioner Library: Forms of Responsibility in International Criminal Law (2008).

    International Human Rights and Humanitarian Law (2002).

    The International Law of Belligerent Occupation (2009).

    Is the Death Penalty Dying? (2011).

    Legal Publishing in Antebellum America (2010).

    Necessity, Proportionality and the Use of Force by States (2004).

    On Philosophy in American Law (2009).

    Piracy and the State: The Politics of Intellectual Property Rights in China (2009).

    The Protection of Cultural Property in Armed Conflict (2007).

    Reading Humanitarian Intervention (2003).

    Tort Law and Social Morality (2010).

    War Crimes in Internal Armed Conflicts (2008).

    Authorized Case Western Reserve University students, faculty, and staff may access any of these titles, make limited printed copies, and copy and paste limited amounts of each title or the total collection per month. See the Terms of Use for the legalese and the details: http://ebooks.cambridge.org/terms_of_use.jsf.